I advise leaders of for-profit and not-for-profit entities, serve as an independent director, am a former operating executive and a practicing investment banker.  My roles in corporate governance, business line leadership, strategic and tactical business planning, capital planning and private and public capital issues, investor relations, structured asset transactions and acquisition / divestiture / takeover defense and change-in-control planning and transactions enable me to add value across a broad range of industries, sectors and enterprise scale. 

I am a registered representative of BA Securities LLC.


Representative Transactions: advisor in bankruptcy; initial public offerings; recapitalization and sale; follow-on offerings; sales of control in negotiation and auction; restructuring and recapitalization for private equity owner; sale of leasing and premium finance businesses of major insurance company; fairness opinions; strategic alternatives analysis; buy-side advisory; whole loan sales and ‘flow’ commitments.

Abbreviated Resume: 

Charlotte, NC (1972-1983) - R.S.Dickson,Powell,Kistler & Crawford, The Powell Group, United Carolina Bancshares Corp., Southeastern Savings & Loan Co., Inc. 

Baltimore, MD (1983 - Present) - Alex. Brown & Sons, BT Alex. Brown, Deutsche Bank Securities, Janney Montgomery Scott LLC, Roger G. Powell LLC.

Current Boards - MorOil Technologies Corp., Gorilla Doctors (Chairman of Corporate and Advisory Boards) 

Current Advisory Boards - Maryland Institute College of Art (Finance and Audit Committees), Sidney J. Kimmel Comprehensive Cancer Care Center of the Johns Hopkins Medical Institutions

Former Advisory Board Member - Provident Bankshares of Maryland

Former Trustee - Maryland Institute College of Art (Chair of Advancement Committee, Executive Committee), Maryland Zoological Society (Chairman, Finance and Audit, Animal Care and Conservation Committees) 

Securities Products and Investment Banking Services are offered through BA Securities, LLC,Four Tower Bridge, 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428. 484-412-8788 Member FINRA SIPC

Roger G. Powell LLC  and BA Securities, LLC are separate and unaffiliated entities..