FAQ

If you do not find an answer to your question here, contact me at

443.253.4516 or roger.powell@rogergpowell.com.

How can you add value to my successful business?:
Most executives have issues that are more amenable to an outsider's analysis than that of one who is not only immersed in the day-to-day operations of the enterprise but also maintaining relationships internally and externally.  I can assist in analysis of issues, learn your culture, review and offer action plans.

How do you bill for your services?
My activity is focused on business issues; some are amenable to hourly or project billing, others create an appropriate marriage of my interests with your business plans through contingent or success-fee compensation. 

What is the difference between ‘corporate consulting’ and ‘investment banking’ services?

Where publicly traded securities are involved or my compensation is based upon the success of a transaction  I perform as a Registered Representative of BA Securities LLC (www.basecuritiesllc.com) under an Engagement Agreement to conform to regulation and best practices.  Substantially all investment banking activities will involve contingent or success-fee compensation in addition to a retainer.   I often structure joint venture investment banking projects in order to bring appropriate support and execution resources to bear on your issues.

Where your matter is best dealt with through hourly or project billing I will present a Consulting Agreement.

Do you have support staff and access to relevant data bases?
I am a sole practitioner and at this time have no employees.  I cooperate and joint venture with professionals with a wide range of capabilities, data access and experience.  These relationships include regional and specialty investment banks with capacity to distribute securities to institutional and individual investors and execute in various classes of assets.   I seek industry partners who best serve the needs of my clients;  I arrange incentives for my partners to serve your interests and maintain usual and customary fees.

Securities Products and Investment Banking Services are offered through BA Securities, LLC,Four Tower Bridge, 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428. 484-412-8788 Member FINRA SIPC

Roger G. Powell LLC  and BA Securities, LLC are separate and unaffiliated entities.